Employee Benefits Security Administration
Financial Analyst
Apply on USAJOBSThis announcement is sourced from the official USAJOBS API. Federal Job Alerts is not affiliated with OPM, USAJOBS, or any U.S. government agency.
Summary
You must meet the IOR (Individual Occupational Requirement) and Specialized Experience to qualify for the Financial Analyst position, as described below. For GS-14: Applicants must have 52 weeks of specialized experience equivalent to at least the next lower grade level GS-13 in the Federal Service. Individual Occupational Requirements: Education: Undergraduate and Graduate Education: Major study in one or a combination of the following fields - finance, business administration, economics, accounting, insurance, engineering, mathematics, banking and credit, law, real estate operations, statistics, or other fields related to the position, such as agriculture, agricultural economics, farm, livestock or ranch management, or rural sociology. OR Experience: Experience such as performing financial analysis and evaluation work requiring a comprehensive knowledge of (1) corporate finance and any specialized fields of finance required such as public finance, securities, international finance, money and securities markets, investments, and banking, and (2) the financial and management structure, operations, and practices of corporate and other organizations. For the GS-14 grade level: In addition to meeting the requirements above, applicants must demonstrate 52 weeks of qualifying specialized experience equivalent to the GS-13 level in the Federal service. Applicants must meet at least 4 out of the 5 statements below: Experience analyzing financial practices, transactions, and control systems to identify prohibited transactions, imprudent investments, excessive or improper fees/charges, prohibited loans, and other improper or illegal financial activities, while determining their impact on employee benefit plan operations and financial status. Experience preparing comprehensive, well-documented analytical work products (e.g., reports, work papers, charts, exhibits, and summaries) derived from financial records to create demonstratives and supporting trial preparation. Experience providing litigation support, including in-depth analysis of financial transactions, assisting in the identification and preparation of testifying expert witnesses, and testifying as a fact witness. Experience performing valuation and analysis of technical and hard-to-value assets (e.g., real estate, closely held equity, debt securities, derivatives, swaps, hedge funds, private equity) and assessing portfolio construction, performance, and risk. Experience collaborating and communicating effectively with investigators, attorneys, law enforcement, private industry, banks, insurance companies, auditors, and other government agencies.
Major Duties
The Financial Analyst position is located in the Employee Benefits Security Administration (EBSA), Office of Enforcement (OE), Division of Investigative Strategies (DIS). DIS's primary mission is to conduct, develop, and pursue complex investigations, with a focus on identifying new investigative approaches, issues, plans, templates, and strategies that EBSA field offices can use to pursue similar cases in the future. The Financial Analyst plans and develops enforcement policies and strategies; supports the implementation of civil enforcement programs and, when applicable, criminal enforcement matters; evaluates enforcement program effectiveness; and provides investigative support to staff who investigate private-sector employee benefit plans and service providers to protect the interests of plan participants and beneficiaries. The Analyst initiates, conducts, and coordinates primarily civil investigations of alleged violations of the Employee Retirement Income Security Act of 1974 (ERISA). Selectee(s) will report to an assigned DOL office location on a regular basis and be eligible for telework as determined by agency policy. This is not a remote position. Offices are located in Boston, MA; New York, NY; Philadelphia, PA; Silver Spring, MD; Washington, DC; Atlanta, GA; Plantation, FL; Chicago, IL; Fort Wright, KY; Kansas City, MO; Dallas, TX; Pasadena, CA; San Francisco, CA; and Seattle, WA. Selectee will report to National Office or Regional Office, as appropriate. The advertised salary reflects the pay range for the above locations. Upon selection, salary will be set in accordance with the selectee's assigned duty location. Major duties include but are not limited to: Evaluate employee benefit plan financial activities to detect imprudent investments, improper or prohibited transactions, excessive fees, and other violations, and assess their impact on the plan's operations and financial condition. Apply ERISA and related laws (e.g., tax, securities, HIPAA, COBRA) and Federal rules of evidence to investigative analyses and case development. Coordinate, participate in technical, and often, multifaceted civil investigations of large and varied employee benefit plans, service providers, trust departments, and other financial entities having relationships and conducting transactions with ERISA-covered plans. Provide financial analytical support for investigations and examinations of selected employee benefit plans, financial institutions, service providers, and related entities. Identify and assess targets using a variety of sources and methods, including enforcement priorities, national and local emerging trends, reporting and disclosure filings, patterns of improper plan transactions, media reports, and other relevant data. Use technology and data systems to collect and analyze financial information, identify connections among entities, review large transaction datasets, and evaluate technical assets such as real estate, derivatives, and private equity. Prepare comprehensive, well-documented reports, work papers, and in-depth financial analyses of planned financial activities. Create summary exhibits, charts, and demonstratives from voluminous financial documentation for investigations and trials. Produce written analyses and recommendations (including enforcement strategies) and reports on investigation targets using databases, case files, and intelligence information. Coordinate and collaborate with investigators, attorneys, government agencies, financial institutions, service providers, and industry partners to support and conduct technical investigations. Provide classroom instruction/training on financial analysis topics and represent the agency in meetings and conferences to gain information, share best practices, and resolve problems. Support trial preparations by conducting on-site visits, interviews, records reviews and assist in identifying and preparing expert witnesses for testimony. Evaluate enforcement program effectiveness and develop/enhance enforcement strategies, policies, procedures, and new financial analysis techniques.
Required Documents
The following documents must be submitted by 11:59 p.m. (ET) on the vacancy closing date. ELIGIBILITY REQUIREMENTS: Applicants must meet the eligibility requirements of time-in-grade (52 weeks at the next lower grade), time-after-competitive-appointment (90 days), and minimum qualifications (52 weeks equivalent to the next lower grade in federal service). These requirements must be met within 30 days of 10/20/2026 the announcement closing date. The following documents are required from all applicants (PLEASE READ CAREFULLY): FEDERAL STATUS APPLICANTS: When applying as a status candidate with current or former Federal Service, please provide a copy of your last or most recent SF-50, Notification of Personnel Action which shows your appointment eligibility for the position for which you are applying. Your SF-50 must identify the highest grade you held on a permanent basis, Pay Plan/Pay Schedule, Series, Grade/Pay Band, and career status. Multiple SF-50 may be submitted to demonstrate your highest previous rate and eligibility. *WARNING: An award SF-50 (ex. cash or time off award) may not indicate grade, step, and competitive status. For current DOL employees, an award SF-50 DOES NOT indicate grade and step. Resumes are required - provide a resume either by creating one in USAJOBS or uploading one from your computer and USAJOBS profile. To receive full consideration for relevant and specialized experience, please list the month, year, and number of work hours worked for the experience listed on your resume. We also suggest that you preview the vacancy questions and confirm that your resume supports your question responses. Most recent performance appraisal/evaluation signed and dated within 18 months is requested by the agency but will not disqualify candidates if not submitted. If not submitted during the application process, one may/will be requested at the time of the interview if the opportunity is extended. *In most cases, ICTAP/CTAP applicants must submit this document - please see ICTAP/CTAP links below for more details. The following documents are required (if applicable): Displaced Employee Placement Documents - Only required if requesting priority consideration under Interagency Career Transition Assistance Plan (ICTAP) and Career Transition Assistance Plan (CTAP) Eligibility. Click/Review these ICTAP/CTAP links to confirm what must be submitted as proof that the requirement has been met. DD-214 - verifying military service, eligibility for consideration under the Veterans Employment Opportunity Act (VEOA), and showing the character of discharge (ex. Member Copy 4 and 2 are acceptable vs. Copy 1 which is not acceptable to adjudicate veteran's preference) Special/Non-Competitive Appointing Authority Documents - Applicants who are eligible for consideration, and wish to be considered, under one of the following non-competitive hiring authorities must submit appropriate documentation (click on the links below to see the documentation requirements):(a) Military Spouses (MISP) Land Management Eligible(s): a copy of your most recent Notification of Personnel Action (SF-50 or equivalent) proving your eligibility for appointment under the Land Management Workforce Flexibility Act. This service must have been performed in competitive service, under a time-limited appointment in a Land Management Agency, as defined by P.L. 114-328. For more information, click here. Unofficial Transcript(s) (in English) - If you are using education as a basis for qualifying for the Individual Occupational Requirement, you must submit all applicable academic transcripts demonstrating that you meet the qualifying educational requirements (ex. BA/BS, MA, JD, Ph.D., etc.). If specific coursework is required to qualify, you must supply an unofficial transcript from each academic institution in which the required courses were taken in order to receive credit. You may upload your unofficial transcript(s) as one document with a maximum size limit of 5 MB. NOTE: The OFFICIAL Transcript(s) MUST BE RECEIVED, if you are selected, and prior to receiving the firm offer with a start date. Reference the Education Section for College Transcript and Evaluation of Foreign Education. Do not upload password-protected documents. Applicants selected for employment who are not current DOL employees will be required to provide proof of citizenship, and the E-Verify system will be used to confirm the employment eligibility of all new hires.
How to Apply
Persons who are deaf, hard of hearing, blind, or have speech disabilities, please dial 711 to access telecommunications relay services. To apply for this position, you must complete the initial online application, including submission of the required documentation specified in the Required Documents section. Your application and ALL required supplemental documents MUST be received by 11:59 pm Eastern Time on the vacancy closing date to receive consideration. Important - Save your information before the 30 minute system timeout! For help, go to USAJOBS Help Center. STEP 1 - Create USAJOBS Account on www.usajobs.gov, including Resume and Saved Documents. For each employment period, include start/end month & year and note full-time or part-time (if part-time, include # of hours worked per week) otherwise, your application may be considered incomplete. NOTE: In alignment with the Presidential Memorandum titled Merit Hiring Plan, dated May 29, 2025, applicants may only submit a resume limited to two (2) pages. Only the résumé uploaded under the 'Resume" document type in USAJOBS will be reviewed. If the resume submitted exceeds two (2) pages, the application will be deemed ineligible for further consideration. STEP 2 - Complete the 1st part of the application process (USAJOBS). Once you have identified a job on USAJOBS that you wish to apply for, click on the job title and then click the Apply button. For questions about the vacancy, contact the Agency Contact at the bottom of the announcement. Proceed through the steps noted at the top of the USAJOBS page. You will be able to select a resume and documents from your USAJOBS Account that you can submit as a package as part of your DOL application. In the final step, once you have certified your application, click the Continue to agency site button. STEP 3 - Complete the 2nd part of the application process (DOL). On the Department of Labor (DOL) page, create a DOL Account if you have not already and click Apply to this vacancy. Continue through the progress steps at the top of the DOL page. The 2nd progress step is where you answer the vacancy-specific questions. The 3rd progress step Documents is where you submit the required documents (only if applicable to you) specified in the Required Documents section of this vacancy. STEP 4 - On the Review and Submit step, verify each section of your application is complete and correct. In order to submit your application, you must have a check mark next to each section listed. If there is an X, return to the appropriate section and follow the prompts. When it is ready for submission, certify your application and click the Submit Application button. STEP 5 - Edit Application as needed by 11:59 pm Eastern Time of Closing Date by returning to USAJOBS, clicking the vacancy, then Update Application. To update your application, including supporting documentation: During the announcement open period, return to your USAJOBS account, find your application record, and click Edit my application. This option will no longer be available once the announcement has closed. To view the announcement status or your application status: Visit https://www.usajobs.gov/Help/howto/application/status/. Your application status page is where you can view your application status, USA Hire assessment completion status, and review your notifications sent by the hiring agency regarding your application. NOTE: It is your responsibility to ensure your responses and appropriate documentation is submitted prior to the closing date. For more detailed information on applying for positions with DOL click here to view the U.S. Department of Labor, How to Apply website.